sharon sanders
Editor-in-Chief & President
Lack of transmission of H5N1 avian?human<?xml:namespace prefix = o ns = "urn:schemas-microsoft-com
ffice
ffice" /><o
></o
>
reassortant influenza viruses in a ferret model<o
></o
>
Taronna R. Maines*, Li-Mei Chen*, Yumiko Matsuoka*, Hualan Chen*?, Thomas Rowe*?, Juan Ortin?, Ana Falco? n??,<o
></o
>
Nguyen Tran Hien_, Le Quynh Mai_, Endang R. Sedyaningsih**, Syahrial Harun**, Terrence M. Tumpey*,<o
></o
>
Ruben O. Donis*, Nancy J. Cox*, Kanta Subbarao*??, and Jacqueline M. Katz*??<o
></o
>
*Influenza Branch, Division of Viral and Rickettsial Diseases, <?xml:namespace prefix = st1 ns = "urn:schemas-microsoft-com
ffice:smarttags" /><st1
lace><st1
laceName>National</st1
laceName> <st1
laceType>Center</st1
laceType></st1
lace> for Infectious Diseases, Centers for Disease Control and Prevention,<o
></o
>
Atlanta, GA 30333; ?Centro Nacional de Biotecnologia, Consejo Superior de Investigaciones Cientı?ficas, 28049 Madrid, Spain; _National Institute<o
></o
>
of Hygiene and Epidemiology, <st1
lace><st1:City>Hanoi</st1:City>, <st1:country-region>Vietnam</st1:country-region></st1
lace>; and **Center for Biomedical and Pharmaceutical Research and Development, Ministry of Health,<o
></o
>
<st1
lace><st1:City>Jakarta</st1:City> <st1
ostalCode>10560</st1
ostalCode>, <st1:country-region>Indonesia</st1:country-region></st1
lace><o
></o
>
Communicated by Peter Palese, Mount Sinai School of Medicine, New York, NY, <st1:date Year="2006" Day="23" Month="6">June 23, 2006</st1:date> (received for review <st1:date Year="2006" Day="23" Month="5">May 23, 2006</st1:date>)<o
></o
>
Avian influenza A H5N1 viruses continue to spread globally among<o
></o
>
birds, resulting in occasional transmission of virus from infected<o
></o
>
poultry to humans. Probable human-to-human transmission has<o
></o
>
been documented rarely, but H5N1 viruses have not yet acquired<o
></o
>
the ability to transmit efficiently among humans, an essential<o
></o
>
property of a pandemic virus. The pandemics of 1957 and 1968<o
></o
>
were caused by avian?human reassortant influenza viruses that<o
></o
>
had acquired human virus-like receptor binding properties. However,<o
></o
>
the relative contribution of human internal protein genes or<o
></o
>
other molecular changes to the efficient transmission of influenza<o
></o
>
viruses among humans remains poorly understood. Here, we<o
></o
>
report on a comparative ferret model that parallels the efficient<o
></o
>
transmission of H3N2 human viruses and the poor transmission of<o
></o
>
H5N1 avian viruses in humans. In this model, an H3N2 reassortant<o
></o
>
virus with avian virus internal protein genes exhibited efficient<o
></o
>
replication but inefficient transmission, whereas H5N1 reassortant<o
></o
>
viruses with four or six human virus internal protein genes exhibited<o
></o
>
reduced replication and no transmission. These findings indicate<o
></o
>
that the human virus H3N2 surface protein genes alone did not<o
></o
>
confer efficient transmissibility and that acquisition of human virus<o
></o
>
internal protein genes alone was insufficient for this 1997 H5N1<o
></o
>
virus to develop pandemic capabilities, even after serial passages<o
></o
>
in a mammalian host. These results highlight the complexity of the<o
></o
>
genetic basis of influenza virus transmissibility and suggest that<o
></o
>
H5N1 viruses may require further adaptation to acquire this essential<o
></o
>
pandemic trait.<o
></o
>
transmissibility _ pandemic virus properties _ pandemic influenza _<o
></o
>
animal model _ receptor specificity<o
></o
>
Highly pathogenic avian influenza (HPAI) H5N1 viruses are<o
></o
>
now enzootic in several countries and are presently undergoing<o
></o
>
unprecedented geographic expansion among wild and<o
></o
>
domestic birds. Since 1997, when HPAI H5N1 viruses first<o
></o
>
emerged in <st1
lace>Hong Kong</st1
lace> to cause human respiratory illness and<o
></o
>
death, _200 laboratory-confirmed human infections have been<o
></o
>
reported, primarily as a result of transmission of the H5N1 virus<o
></o
>
from domestic poultry to humans (1?4). Despite limited instances<o
></o
>
of probable human-to-human transmission (5, 6), H5N1<o
></o
>
viruses have not yet acquired the ability to transmit efficiently<o
></o
>
among humans. The viral properties that confer transmissibility<o
></o
>
of influenza viruses among humans, and mammalian species in<o
></o
>
general, remains poorly understood, yet are clearly key factors<o
></o
>
that determine whether a novel subtype introduced into an<o
></o
>
immunologically naı?ve human population will result in a pandemic.<o
></o
>
The continuing occurrence of human H5N1 infections<o
></o
>
underscores the ongoing public health threat and the urgent<o
></o
>
need to better understand the potential of H5N1 viruses to<o
></o
>
acquire properties that would confer efficient transmissibility<o
></o
>
among humans.<o
></o
>
Pandemic viruses of the 20th century arose in two ways. The<o
></o
>
1918 H1N1 virus likely derived all eight genes from an avian<o
></o
>
virus and accumulated mutations during adaptation in a mammalian<o
></o
>
host (7, 8). In contrast, the H2N2 and H3N2 viruses that<o
></o
>
caused pandemics in 1957 and 1968, respectively, were the result<o
></o
>
of reassortment between avian and human influenza A viruses,<o
></o
>
acquiring the neuraminidase (NA) and_or hemagglutinin (HA),<o
></o
>
and PB1 gene from an avian virus and other genes from the<o
></o
>
previously circulating human strain (9). However, the earliest<o
></o
>
human H2 and H3 isolates differed from their avian counterparts<o
></o
>
in key receptor-binding residues that resulted in preferred<o
></o
>
binding of the human virusHA to sialic acid (SA) _2,6 receptors,<o
></o
>
suggesting that a shift from avian virus SA _2,3 to human virus<o
></o
>
SA _2,6 receptor-binding specificity is critical for efficient<o
></o
>
replication and spread of a pandemic strain (10). H5N1 viruses<o
></o
>
isolated from humans to date possess all eight gene segments<o
></o
>
that are entirely avian in origin, and with only a few exceptions,<o
></o
>
have retained a receptor-binding site sequence in the HA that is<o
></o
>
typical of the avian virus preference for binding SA _2,3 (11?13).<o
></o
>
Therefore, despite considerable genetic diversity in H5N1 viruses<o
></o
>
isolated from humans since 1997, no consistent adaptation<o
></o
>
to the human host has been identified (14).<o
></o
>
Person-to-person transmission of human influenza viruses<o
></o
>
occurs either through contact (direct or indirect) or respiratory<o
></o
>
droplet (droplet or droplet nuclei) transmission (15). Although<o
></o
>
the exact contribution of each of these modes of transmission is<o
></o
>
not known, transmission of respiratory droplets, expelled when<o
></o
>
infected persons cough or sneeze, is likely the major mode of<o
></o
>
sustained viral spread in community settings during epidemics<o
></o
>
and pandemics (15). Several animal models have been used to<o
></o
>
investigate factors that contribute to influenza virus transmissibility<o
></o
>
(16?19). Ferrets, like humans, have a predominance of _2,6<o
></o
>
SA and a lesser amount of _2,3 SA on respiratory tract epithelial<o
></o
>
cells, exhibit preferential binding of H5N1 viruses in the lower<o
></o
>
respiratory tract similar to humans (20?24), and have been used<o
></o
>
previously to investigate transmissibility of human influenza<o
></o
>
viruses (17?19, 25). Here, we conduct both contact and respi-<o
></o
>
ratory droplet transmission studies in ferrets to establish a model<o
></o
>
that reflects the relative transmissibility of H3N2 and H5N1<o
></o
>
viruses in humans. We use this model to evaluate the transmissibility<o
></o
>
of various avian H5N1 and human H3N2 reassortant<o
></o
>
viruses in ferrets to assess the pandemic potential of such viruses.<o
></o
>
All H5N1 avian?human reassortant viruses generated exhibited<o
></o
>
reduced replication efficiency compared with the parental H5N1<o
></o
>
virus and were not capable of efficient respiratory droplet<o
></o
>
transmission between ferrets.<o
></o
>
Results<o
></o
>
Transmissibility of H3N2 Human Influenza Viruses. To establish our<o
></o
>
ferret transmission model, we first evaluated the ability of two<o
></o
>
human H3N2 influenza viruses, A_Panama_2007_99 (Pan99)<o
></o
>
and A_Victoria_3_75 (Vic75), to undergo efficient respiratory<o
></o
>
droplet transmission by housing ferrets in adjacent cages, each<o
></o
>
with a perforated side wall that prevented direct contact but<o
></o
>
allowed spread of virus through the air. Three ferrets were<o
></o
>
inoculated intranasally (i.n.) with 104 50% ferret infectious dose<o
></o
>
(FID50) of Pan99 [105.2 50% egg infectious dose (EID50)] or<o
></o
>
Vic75 (104.5 EID50), and 24 h later three naive ferrets were each<o
></o
>
placed in a transmission cage adjacent to an inoculated ferret.<o
></o
>
Inoculated ferrets achieved peak mean titers in nasal washes of<o
></o
>
6.9 _ 1.5 or 7.8 _ 1.1 log10 EID50_ml, respectively on day 1<o
></o
>
postinoculation (p.i.) (Fig. 1 A and B); and exhibited modest<o
></o
>
signs of illness, including sneezing beginning on day 2 p.i. (Table<o
></o
>
1). Both viruses were efficiently transmitted to each of the three<o
></o
>
contact ferrets by day 3 or 5 postcontact (p.c.) as demonstrated<o
></o
>
by detection of virus in nasal secretions and seroconversion for<o
></o
>
hemagglutination inhibition (HI) antibody 14 days p.c. in all<o
></o
>
contact animals (Fig. 1 A and B and Table 1). These data indicate<o
></o
>
that both human H3N2 viruses were efficiently transmitted from<o
></o
>
inoculated to naive ferrets in a situation that did not allow for<o
></o
>
direct contact between animals or indirect contact with viruscontaminated<o
></o
>
food or surfaces. These results reflect the general<o
></o
>
transmissibility of human H3N2 influenza viruses in humans by<o
></o
>
respiratory droplets.<o
></o
>
Transmissibility of H5N1 Avian Influenza Viruses. We next evaluated<o
></o
>
the ability of avian H5N1 influenza viruses to undergo respiratory<o
></o
>
droplet transmission between ferrets by inoculating three<o
></o
>
ferrets i.n. with 104 FID50 (106 EID50) of A_Hong Kong_486_97<o
></o
>
(HK486), an H5N1 virus isolated from a human case patient in<o
></o
>
1997. Mean nasal wash virus titers of the HK486-infected ferrets<o
></o
>
reached a maximal of 7.0 _ 1.1 log10 EID50_ml on day 5 p.i. (Fig.<o
></o
>
1C), and signs of severe illness were observed (Table 1). The<o
></o
>
mean maximum weight loss in HK486-infected ferrets was 16.5%<o
></o
>
on days 2?7 p.i.; sneezing was observed only in one of three<o
></o
>
ferrets on day 4 p.i. (Table 1), and one of the ferrets was<o
></o
>
humanely killed on day 7 p.i. because of the onset of neurological<o
></o
>
symptoms. Virus was not detected in the nasal washes from any<o
></o
>
of the contact ferrets through day 9 p.c. (Fig. 1C). However,<o
></o
>
anti-HK486 HI antibody titers of 160 or 320 were detected in two<o
></o
>
of the three contact ferrets 17 days p.c., indicating that HK486<o
></o
>
virus was transmitted to two of the contact ferrets in the absence<o
></o
>
of detectable virus in nasal secretions (Table 1). To determine<o
></o
>
whether HK486 virus would transmit more efficiently between<o
></o
>
cohoused ferrets, we next inoculated two animals i.n. with the<o
></o
>
same dose of HK486, and 24 h later we placed a naive ferret in<o
></o
>
the same cage with each inoculated animal. A low level of virus<o
></o
>
(102.3 EID50_ml) was recovered on day 1 p.c. from one of the<o
></o
>
contact ferrets that had been cohoused with an inoculated<o
></o
>
animal that shed peak virus titers of 106.5 EID50_ml (Fig. 2A),<o
></o
>
although both contact ferrets seroconverted with titers of 320 or<o
></o
>
640 (data not shown). Two additional ferrets inoculated with a<o
></o
>
lower dose of HK486 virus (103 EID50) shed peak virus titers<o
></o
>
approximately three logs lower than the ferrets inoculated with<o
></o
>
the higher dose and failed to transmit virus to their cage mates,<o
></o
>
because the contact animals did not shed virus and did not<o
></o
>
seroconvert (data not shown).<o
></o
>
The HK486 virus is genetically distinct from H5N1 viruses<o
></o
>
isolated since 1997; therefore, we also evaluated a 2003 and two<o
></o
>
2005 H5N1 viruses for their ability to transmit between ferrets.<o
></o
>
A_Hong Kong_213_03 (HK213) contains a mutation at residue<o
></o
>
223 (H5 numbering; residue 227 by H3 numbering) within the<o
></o
>
receptor-binding domain of the HA and was shown to bind to<o
></o
>
both _2,6 and _2,3 SA in vitro (13). Therefore, three ferrets were<o
></o
>
inoculated i.n. with 106 EID50 of HK213, and the next day three<o
></o
>
naı?ve ferrets were placed in adjacent transmission cages. HK213-<o
></o
>
infected ferrets achieved mean virus titers of 5.5 _ 0.3 log10<o
></o
>
EID50_ml on days 1 and 3 p.i. (Fig. 1D) and exhibited some<o
></o
>
weight loss and lethargy but no sneezing (Table 1). Virus was not<o
></o
>
detected in the nasal washes from the contact ferrets nor was<o
></o
>
seroconversion detected by HI analysis of convalescent sera.<o
></o
>
A_Indonesia_5_05 (Indon05) and A_Vietnam_HN30408_05<o
></o
>
(VN30408) are representative of the two distinct genetic clades<o
></o
>
of H5N1 viruses (clades 2 and 1, respectively) (14) that circulated<o
></o
>
in <st1
lace>Asia</st1
lace> during 2004?2005 and were isolated from human cases<o
></o
>
that had been associated with family clusters of H5N1 illness (4).<o
></o
>
In a contact transmission experiment, ferrets infected with 106<o
></o
>
EID50 of Indon05 virus exhibited severe illness with substantial<o
></o
>
weight loss (18.8% mean maximum 7 days p.i.) and dyspnea but<o
></o
>
no sneezing; none of the ferrets survived past day 7 p.i. (Table<o
></o
>
1). Although high titers of infectious virus were detected in the<o
></o
>
upper respiratory tract of Indon05-inoculated ferrets, virus was<o
></o
>
not detected in any of the nasal washes from the contact ferrets<o
></o
>
through day 9 p.c. (Fig. 2B), and convalescent sera collected<o
></o
>
from the contact animals lacked anti-Indon05 HI antibodies<o
></o
>
(Table 1). Ferrets infected with the same dose of VN30408 virus<o
></o
>
exhibited less severe illness and also failed to transmit the virus<o
></o
>
to contact animals (Table 1 and Fig. 2C). Taken together, these<o
></o
>
data demonstrate the lack of efficient transmission of H5N1<o
></o
>
viruses in ferrets.<o
></o
>
Characterization of Avian?Human Reassortant Influenza Viruses. To<o
></o
>
evaluate the pandemic potential of H5N1 reassortant viruses and<o
></o
>
better understand the relative contribution of avian or human<o
></o
>
virus surface and internal protein genes to transmissibility,<o
></o
>
reassortant viruses containing various gene constellations from<o
></o
>
the avian H5N1 virus, HK486, and the human H3N2 virus,<o
></o
>
Vic75, were generated by using plasmid-based reverse genetics<o
></o
>
(rg). The parental viruses, containing all eight genes of either<o
></o
>
Vic75 (rgVic) or HK486 (rg486), were generated and their<o
></o
>
genetic identities were confirmed; the parental rg viruses exhibited<o
></o
>
virulence and transmissibility properties in ferrets similar to<o
></o
>
their WT counterparts (Table 2 and data not shown). To assess<o
></o
>
the contribution of the influenza virus internal protein genes, we<o
></o
>
first generated the reassortant virus, rgVic:486HANA, containing<o
></o
>
all six human virus internal protein genes and the avian virus<o
></o
>
H5 and N1 surface protein genes, and the reciprocal,<o
></o
>
rg486:VicHANA, containing avian virus internal protein genes<o
></o
>
and human H3 and N2 surface protein genes, and evaluated their<o
></o
>
infectivity for Madin-Darby canine kidney (MDCK) cells and<o
></o
>
eggs (Table 2). Although these two reassortant viruses had<o
></o
>
comparable infectivity titers in eggs, rgVic:486HANA achieved<o
></o
>
a titer that was 100-fold lower than that for the parental rg486<o
></o
>
in MDCK cells, whereas rg486:VicHANA replicated as efficiently<o
></o
>
as the parental rgVic. An additional H5N1 reassortant<o
></o
>
virus, rg486:VicRNP, which contained the human virus ribonucleoprotein<o
></o
>
(RNP) genes (PB2, PB1, PA, NP), was generated<o
></o
>
and found to replicate to a higher titer in MDCK cells than<o
></o
>
rgVic:486HANA, although the infectivity of the two reassortants<o
></o
>
in embryonated eggs was similar (Table 2). Reassortant viruses,<o
></o
>
rg486:VicHANA and rg486:VicRNP, also exhibited higher infectivity<o
></o
>
for ferrets than rgVic:486HANA virus, and therefore<o
></o
>
had lower FID50 values (1.5 and 1.5 compared with 3.0, respectively;<o
></o
>
expressed as the log10 EID50 required to give 1 FID50). For<o
></o
>
comparison, WT Vic75 had an FID50 value of 0.5, whereas<o
></o
>
HK486 had an FID50 of 2.0. The data suggest that the infectivity<o
></o
>
for ferrets and MDCK cells of reassortant viruses bearing the<o
></o
>
HK486 HA and NA genes may be enhanced by the presence of<o
></o
>
the HK486 M and NS gene. In contrast, the reassortant virus<o
></o
>
bearing the Vic HA and NA genes replicated efficiently even<o
></o
>
when all internal genes, including the M and NS genes, were of<o
></o
>
avian virus origin. Certain gene constellations, such as<o
></o
>
rgVic:486HANAPB1 and rgVic:486HAPB1, which reflect the<o
></o
>
gene constellations of the viruses responsible for the 1957 and<o
></o
>
1968 pandemics, respectively, could not be rescued even after<o
></o
>
multiple attempts, although the same plasmids were used to<o
></o
>
successfully rescue other reassortant combinations. These results<o
></o
>
suggest that certain combinations of genes from the avian and<o
></o
>
human influenza viruses used in this study may not be compatible<o
></o
>
for virus viability.<o
></o
>
Transmissibility of Avian?Human Reassortant Influenza Viruses. We<o
></o
>
next assessed the ability of the avian?human reassortant viruses<o
></o
>
to undergo respiratory droplet transmission in ferrets, because<o
></o
>
this is a key property of a pandemic virus. Three ferrets were<o
></o
>
inoculated i.n. with 104 FID50 of rgVic:486HANA or<o
></o
>
rg486:VicRNP (107 or 105.5 EID50, respectively), and the next<o
></o
>
day, three naı?ve ferrets were placed in adjacent transmission<o
></o
>
cages. Although all ferrets inoculated with either<o
></o
>
rgVic:486HANA or rg486:VicRNP shed virus in the upper<o
></o
>
respiratory tract for at least 5 days p.i. (Table 2), there was no<o
></o
>
evidence of transmission because contact animals did not shed<o
></o
>
virus or seroconvert (Table 3). In fact, the mean virus titers of<o
></o
>
each reassortant in nasal washes from ferrets were lower than<o
></o
>
titers observed with either parental strain (Table 2). Furthermore,<o
></o
>
the inoculated ferrets exhibited only minor weight loss,<o
></o
>
indicating that both reassortant viruses were substantially attenuated<o
></o
>
for ferrets compared with the rg486 parental strain, which<o
></o
>
caused a mean weight loss of 21% (Table 2).<o
></o
>
Because none of the reassortants possessing the HA and NA<o
></o
>
of the avian HK486 virus demonstrated the ability to transmit,<o
></o
>
we next determined whether the human virus HA and NA were<o
></o
>
required for transmission. Ferrets were inoculated with the same<o
></o
>
dose of the reassortant virus, rg486:VicHANA [104 FID50 (105.5<o
></o
>
EID50)], and virus was recovered from all three infected animals<o
></o
>
with a mean peak virus titer of 5.2 _ 0.6 log10 EID50_ml, which<o
></o
>
was similar to titers achieved in ferrets inoculated with the rg<o
></o
>
parental virus, rgVic (Table 2). Nevertheless, the<o
></o
>
rg486:VicHANA virus failed to transmit as efficiently as rgVic;<o
></o
>
virus was not detected in the nasal washes collected from any of<o
></o
>
the rg486:VicHANA contact ferrets, and only one of three<o
></o
>
contact ferrets exhibited a modest rise in serum HI antibody on<o
></o
>
day 20 p.c., indicating that some transmission of the reassortant<o
></o
>
had occurred (Table 3). Interestingly, the contact animal that<o
></o
>
seroconverted was exposed to an inoculated ferret that had shed<o
></o
>
the highest level of virus detected from any of the reassortantinoculated<o
></o
>
ferrets evaluated (105.5 EID50_ml). These data suggest<o
></o
>
that the avian internal protein genes of rg486:VicHANA<o
></o
>
virus reduce the transmission efficiency of the human H3N2<o
></o
>
virus in ferrets without affecting the replication efficiency.<o
></o
>
The acquisition of mutations, such as those that confer the<o
></o
>
human _2,6 SA receptor-binding preference, is likely to be<o
></o
>
important for an avian influenza virus or an avian?human<o
></o
>
reassortant virus to transmit efficiently among humans and is<o
></o
>
thought to occur during adaptation in the new host (10). To<o
></o
>
determine whether an H5N1 reassortant virus could acquire<o
></o
>
mutations that would enhance transmissibility through multiple<o
></o
>
rounds of replication in a mammalian host, we passaged<o
></o
>
rg486:VicRNP virus (the H5N1 reassortant that had replicated<o
></o
>
most efficiently in ferrets) five times in ferrets and tested the<o
></o
>
resulting virus, rg486:VicRNPF5, for its ability to undergo<o
></o
>
respiratory droplet transmission. Although peak nasal wash<o
></o
>
titers of rg486:VicRNPF5-inoculated animals were similar to<o
></o
>
those for ferrets inoculated with rgVic (5.1_0.5 log10 EID50_ml)<o
></o
>
(Table 2), transmission of rg486:VicRNPF5 was not detected<o
></o
>
(Table 3). Sequence analysis of the complete rg486:VicRNPF5<o
></o
>
genome revealed only a single amino acid change (S353F) within<o
></o
>
the NP gene. These data and the observation that most avian<o
></o
>
viruses isolated from humans retain their receptor preference<o
></o
>
for _2,3 SA (13, 26) suggest that there is a level of stability of<o
></o
>
receptor specificity among circulating H5N1 viruses.<o
></o
>
Discussion<o
></o
>
If H5N1 viruses acquire the ability to undergo efficient and<o
></o
>
sustained transmission among humans, a pandemic would be<o
></o
>
inevitable. An understanding of the molecular and biologic<o
></o
>
requirements for efficient transmissibility is critical for the early<o
></o
>
identification of a potential H5N1 pandemic virus and the<o
></o
>
application of optimal control measures. The results of this study<o
></o
>
demonstrate, that unlike human H3N2 viruses, avian H5N1<o
></o
>
viruses isolated from humans in 1997, 2003, or 2005 lack the<o
></o
>
ability to transmit efficiently in the ferret model. Furthermore,<o
></o
>
reassortant viruses bearing 1997 avian H5N1 surface glycoproteins<o
></o
>
with four or six human virus internal protein genes do not<o
></o
>
transmit efficiently in ferrets and thus lack the key property that<o
></o
>
predicts pandemic spread.<o
></o
>
We found that the rgVic:486HANA reassortant bearing the<o
></o
>
H5 HA and human virusMand NS exhibited reduced infectivity<o
></o
>
forMDCKcells and 10-fold lower viral titers in ferrets compared<o
></o
>
with rg486:VicRNP that possessed avian virus M and NS as well<o
></o
>
as HA and NA. Another reassortant that possessed seven avian<o
></o
>
virus genes and only the human virus M gene also exhibited<o
></o
>
reduced infectivity for MDCK cells (data not shown). These<o
></o
>
results suggest that the infectivity of reassortant viruses bearing<o
></o
>
the HK486 HA and NA genes may be enhanced by the presence<o
></o
>
of the HK486 M gene, a finding supported by Scholtissek et al.<o
></o
>
(27), who showed that reassortants bearing an avian virus HA<o
></o
>
and a human virus M gene were substantially compromised in<o
></o
>
their replication.<o
></o
>
Transmissibility of influenza viruses in this model is likely<o
></o
>
associated with virus infectivity for ferrets, which is reflected in<o
></o
>
the FID50, and efficiency of virus replication in the upper<o
></o
>
respiratory tract, which directly affects the amount of virus<o
></o
>
shedding. Mutations in the NA that affect enzymatic activity and<o
></o
>
replication efficiency were shown to reduce direct contact<o
></o
>
transmission in ferrets (18, 28). In this study, WT or rg H3N2<o
></o
>
parental viruses that achieved peak nasal wash viral titers<o
></o
>
ranging from 104.3 to 108.5 EID50_ml all exhibited efficient<o
></o
>
respiratory droplet transmission. The lack of SA _2,3 receptors<o
></o
>
in the upper respiratory tract of humans has been presented as<o
></o
>
a possible explanation for the lack of transmissibility of the H5N1<o
></o
>
viruses (23, 24). However, high titers of virus (ranging from 106.3<o
></o
>
to 107.8 EID50_ml) were recovered in nasal washes from ferrets<o
></o
>
inoculated with two of four WT H5N1 viruses evaluated in this<o
></o
>
study, yet efficient respiratory droplet or direct contact transmission<o
></o
>
was not observed. It is noteworthy that the HK213 H5N1<o
></o
>
virus, which has been shown to have a moderate affinity for the<o
></o
>
SA _2,6 receptor (13), did not replicate as efficiently as the other<o
></o
>
H5N1 viruses tested and showed no enhanced respiratory droplet<o
></o
>
transmission. Likewise, rg486:VicHANA virus, possessing<o
></o
>
human H3N2 surface genes, replicated to a mean peak nasal<o
></o
>
wash virus titer comparable to that of the parental rgVic virus,<o
></o
>
but failed to transmit as efficiently, suggesting that although the<o
></o
>
amount of virus shed by an infected animal may enhance the<o
></o
>
likelihood of transmission, other molecular or biologic properties<o
></o
>
are critical for efficient transmissibility.<o
></o
>
Other biologic properties that may influence the ability of a<o
></o
>
virus to undergo efficient respiratory droplet transmission include<o
></o
>
the ability to elicit symptoms that promote expulsion from<o
></o
>
the host. Sneezing was consistently observed in all H3N2-<o
></o
>
infected ferrets, including those infected with rgVic and<o
></o
>
rg486:VicHANA, starting 2 days p.i. (Tables 1 and 2), but was<o
></o
>
only rarely observed in ferrets infected with WT or rg parental<o
></o
>
H5N1 viruses and was not detected in any ferrets infected with<o
></o
>
the H5N1 reassortant viruses. It is yet to be determined whether<o
></o
>
the molecular factors enhancing this biologic property also<o
></o
>
enhance efficient transmissibility in the ferret model.<o
></o
>
Although these findings do not identify the precise genetic<o
></o
>
determinants responsible for influenza virus transmissibility,<o
></o
>
they provide an assessment of the risk of an H5N1 pandemic<o
></o
>
strain emerging through reassortment with a human influenza<o
></o
>
virus. Our results indicate that, within the context of the viruses<o
></o
>
used in this study, H5N1 avian?human reassortant viruses did<o
></o
>
not exhibit properties that would initiate a pandemic. Nevertheless,<o
></o
>
H5N1 viruses continue to spread geographically, infect a<o
></o
>
variety of mammals, and evolve rapidly. Therefore, further<o
></o
>
evaluation of the efficiency of replication and transmissibility of<o
></o
>
reassortants between contemporary H5N1 viruses and circulating<o
></o
>
human influenza viruses is an ongoing public health need.<o
></o
>
The ferret transmission model serves as a valuable tool for this<o
></o
>
purpose and the identification of molecular and biologic correlates<o
></o
>
of efficient transmissibility that may be used for early<o
></o
>
detection of a novel virus with pandemic capability.<o
></o
>
Methods<o
></o
>
Viruses. The human H3N2 influenza A viruses Vic75 and Pan99<o
></o
>
and the avian H5N1 influenza A viruses HK486, HK213, Indo05,<o
></o
>
and VN30408 were used in this study. Virus stocks were prepared<o
></o
>
in 10-day-old eggs as described (29) except that human viruses<o
></o
>
were incubated at 33.5?C for 48 h, whereas reassortant viruses<o
></o
>
were incubated at 37?C for 48 h. All research with H5N1<o
></o
>
viruses or reassortant viruses was conducted under biosafety<o
></o
>
level 3 containment, including enhancements required by the<o
></o
>
<st1:country-region><st1
lace>U.S.</st1
lace></st1:country-region> Department of Agriculture and the Select Agent Program<o
></o
>
(see interim guidance at www.cdc.gov_flu_h2n2bsl3.htm).<o
></o
>
Plasmids and Rescue of Reassortant Viruses. Plasmid-based rg was<o
></o
>
used to generate the reassortant viruses used in this study. As<o
></o
>
described (30), all eight Vic75 genes were amplified and cloned<o
></o
>
into a viral RNA (vRNA) expression plasmid, and Vic75 PB2,<o
></o
>
PB1, PA, and NP genes were cloned into an mRNA expression<o
></o
>
plasmid. All eight genes of HK486 were amplified from vRNA<o
></o
>
by RT-PCR with a One-Step RT-PCR kit (<st1
lace><st1:City>Qiagen</st1:City>, <st1:country-region>Valencia</st1:country-region></st1
lace>,<o
></o
>
CA) and cloned into a bidirectional plasmid (pBD) that possesses<o
></o
>
vRNA expression elements from pPolISapIRib (31, 32)<o
></o
>
and mRNA expression elements from pCI (Promega, Madison,<o
></o
>
WI). Reassortant viruses were rescued as described (33) by using<o
></o
>
the 12-plasmid Vic75 system, the eight-plasmid HK486 system,<o
></o
>
or a combination of the two. The genetic makeup of each<o
></o
>
reassortant virus was confirmed by sequencing as described (29).<o
></o
>
Inoculation of Ferrets. Male Fitch ferrets, 6?12 months of age<o
></o
>
(Triple F Farms, <st1
lace><st1:City>Sayre</st1:City>, <st1:State>PA</st1:State></st1
lace>), that were serologically negative by<o
></o
>
HI assay for currently circulating influenza viruses were used in<o
></o
>
this study. Ferrets were housed throughout each experiment in<o
></o
>
cages within a Duo-Flo Bioclean mobile clean room (Lab<o
></o
>
Products, <st1
lace><st1:City>Seaford</st1:City>, <st1:State>DE</st1:State></st1
lace>). Baseline serum, temperature, and<o
></o
>
weight measurements were obtained before infection. Temperatures<o
></o
>
were measured with an <st1:State><st1
lace>s.c.</st1
lace></st1:State> implantable temperature<o
></o
>
transponder (BioMedic Data Systems, <st1
lace><st1:City>Seaford</st1:City>, <st1:State>DE</st1:State></st1
lace>). Ferrets<o
></o
>
were inoculated, and nasal washes were collected and analyzed<o
></o
>
as described (29). FID50 titers were determined by inoculating<o
></o
>
groups of nine ferrets i.n. with serial 10-fold dilutions of virus,<o
></o
>
calculated by using the method of Reed and Muench (34), and<o
></o
>
expressed as the EID50 value corresponding to 1 FID50.<o
></o
>
Transmission Experiments. For the respiratory droplet transmission<o
></o
>
experiments, ferrets were housed in adjacent transmission<o
></o
>
cages, each modified so that a side wall was replaced with a<o
></o
>
stainless-steel, perforated wall with holes 1?5 mm in diameter<o
></o
>
and spaced 3 mm apart to facilitate the transfer of respiratory<o
></o
>
droplets through the air while preventing direct contact between<o
></o
>
ferrets and indirect contact with the bedding and food of<o
></o
>
neighboring ferrets. The use of the term ??respiratory droplet<o
></o
>
transmission?? throughout this article refers to transmission in<o
></o
>
the absence of direct or indirect contact and does not imply an<o
></o
>
understanding of the droplet size involved in virus spread<o
></o
>
between ferrets. A total of six ferrets were used for each<o
></o
>
respiratory droplet transmission experiment. Three ferrets were<o
></o
>
inoculated with 104 FID50 of virus, unless otherwise stated, and<o
></o
>
each was placed in a separate cage. Twenty-four hours later (day<o
></o
>
1 p.i. for the inoculated ferrets and day 0 p.c. for the contact<o
></o
>
ferrets), three naive ferrets were each placed in a cage adjacent<o
></o
>
to an inoculated ferret. To prevent inadvertent physical transmission<o
></o
>
of virus by the investigators, the contact ferrets were<o
></o
>
always handled first, and all items that came into contact with the<o
></o
>
ferrets or their bedding were decontaminated between each<o
></o
>
ferret. For contact transmission experiments, two or three ferrets<o
></o
>
were each placed in an unmodified cage with solid walls and<o
></o
>
inoculated i.n. with 104 FID50 of virus, unless otherwise stated.<o
></o
>
Twenty-four hours later, a naive ferret was placed in the same<o
></o
>
cage with each inoculated ferret. Clinical signs were monitored<o
></o
>
daily in all ferrets for at least 14 days p.i._p.c. If any ferret lost<o
></o
>
_25% of its body weight or exhibited neurologic symptoms, it<o
></o
>
was humanely killed.<o
></o
>
HI Assays. HI analysis was conducted as described (35) by using<o
></o
>
convalescent sera collected from ferrets 14?33 days p.i._p.c. Sera<o
></o
>
collected from ferrets included in the transmission experiments<o
></o
>
with Vic75, Pan99, or reassortant H3N2 viruses were tested for<o
></o
>
H3-specific antibodies by using turkey RBCs and virus bearing<o
></o
>
the homologous HA. Ferret sera from the transmission experiments<o
></o
>
with HK486, Indon05, VN30408, or reassortant H5N1<o
></o
>
viruses were tested for H5-specific antibodies by using virus<o
></o
>
bearing the homologousHA and horse RBCs as a means of more<o
></o
>
sensitive detection (35).<o
></o
>
We thank Neal Van Hoeven for assistance with serological screening of<o
></o
>
ferrets, James Mitchell and Eddie Jackson for exceptional care of<o
></o
>
animals used in this study, and Patrick Blair for facilitating access to the<o
></o
>
clade 2 virus.<o
></o
>
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>
reassortant influenza viruses in a ferret model<o
Taronna R. Maines*, Li-Mei Chen*, Yumiko Matsuoka*, Hualan Chen*?, Thomas Rowe*?, Juan Ortin?, Ana Falco? n??,<o
Nguyen Tran Hien_, Le Quynh Mai_, Endang R. Sedyaningsih**, Syahrial Harun**, Terrence M. Tumpey*,<o
Ruben O. Donis*, Nancy J. Cox*, Kanta Subbarao*??, and Jacqueline M. Katz*??<o
*Influenza Branch, Division of Viral and Rickettsial Diseases, <?xml:namespace prefix = st1 ns = "urn:schemas-microsoft-com
Atlanta, GA 30333; ?Centro Nacional de Biotecnologia, Consejo Superior de Investigaciones Cientı?ficas, 28049 Madrid, Spain; _National Institute<o
of Hygiene and Epidemiology, <st1
<st1
Communicated by Peter Palese, Mount Sinai School of Medicine, New York, NY, <st1:date Year="2006" Day="23" Month="6">June 23, 2006</st1:date> (received for review <st1:date Year="2006" Day="23" Month="5">May 23, 2006</st1:date>)<o
Avian influenza A H5N1 viruses continue to spread globally among<o
birds, resulting in occasional transmission of virus from infected<o
poultry to humans. Probable human-to-human transmission has<o
been documented rarely, but H5N1 viruses have not yet acquired<o
the ability to transmit efficiently among humans, an essential<o
property of a pandemic virus. The pandemics of 1957 and 1968<o
were caused by avian?human reassortant influenza viruses that<o
had acquired human virus-like receptor binding properties. However,<o
the relative contribution of human internal protein genes or<o
other molecular changes to the efficient transmission of influenza<o
viruses among humans remains poorly understood. Here, we<o
report on a comparative ferret model that parallels the efficient<o
transmission of H3N2 human viruses and the poor transmission of<o
H5N1 avian viruses in humans. In this model, an H3N2 reassortant<o
virus with avian virus internal protein genes exhibited efficient<o
replication but inefficient transmission, whereas H5N1 reassortant<o
viruses with four or six human virus internal protein genes exhibited<o
reduced replication and no transmission. These findings indicate<o
that the human virus H3N2 surface protein genes alone did not<o
confer efficient transmissibility and that acquisition of human virus<o
internal protein genes alone was insufficient for this 1997 H5N1<o
virus to develop pandemic capabilities, even after serial passages<o
in a mammalian host. These results highlight the complexity of the<o
genetic basis of influenza virus transmissibility and suggest that<o
H5N1 viruses may require further adaptation to acquire this essential<o
pandemic trait.<o
transmissibility _ pandemic virus properties _ pandemic influenza _<o
animal model _ receptor specificity<o
Highly pathogenic avian influenza (HPAI) H5N1 viruses are<o
now enzootic in several countries and are presently undergoing<o
unprecedented geographic expansion among wild and<o
domestic birds. Since 1997, when HPAI H5N1 viruses first<o
emerged in <st1
death, _200 laboratory-confirmed human infections have been<o
reported, primarily as a result of transmission of the H5N1 virus<o
from domestic poultry to humans (1?4). Despite limited instances<o
of probable human-to-human transmission (5, 6), H5N1<o
viruses have not yet acquired the ability to transmit efficiently<o
among humans. The viral properties that confer transmissibility<o
of influenza viruses among humans, and mammalian species in<o
general, remains poorly understood, yet are clearly key factors<o
that determine whether a novel subtype introduced into an<o
immunologically naı?ve human population will result in a pandemic.<o
The continuing occurrence of human H5N1 infections<o
underscores the ongoing public health threat and the urgent<o
need to better understand the potential of H5N1 viruses to<o
acquire properties that would confer efficient transmissibility<o
among humans.<o
Pandemic viruses of the 20th century arose in two ways. The<o
1918 H1N1 virus likely derived all eight genes from an avian<o
virus and accumulated mutations during adaptation in a mammalian<o
host (7, 8). In contrast, the H2N2 and H3N2 viruses that<o
caused pandemics in 1957 and 1968, respectively, were the result<o
of reassortment between avian and human influenza A viruses,<o
acquiring the neuraminidase (NA) and_or hemagglutinin (HA),<o
and PB1 gene from an avian virus and other genes from the<o
previously circulating human strain (9). However, the earliest<o
human H2 and H3 isolates differed from their avian counterparts<o
in key receptor-binding residues that resulted in preferred<o
binding of the human virusHA to sialic acid (SA) _2,6 receptors,<o
suggesting that a shift from avian virus SA _2,3 to human virus<o
SA _2,6 receptor-binding specificity is critical for efficient<o
replication and spread of a pandemic strain (10). H5N1 viruses<o
isolated from humans to date possess all eight gene segments<o
that are entirely avian in origin, and with only a few exceptions,<o
have retained a receptor-binding site sequence in the HA that is<o
typical of the avian virus preference for binding SA _2,3 (11?13).<o
Therefore, despite considerable genetic diversity in H5N1 viruses<o
isolated from humans since 1997, no consistent adaptation<o
to the human host has been identified (14).<o
Person-to-person transmission of human influenza viruses<o
occurs either through contact (direct or indirect) or respiratory<o
droplet (droplet or droplet nuclei) transmission (15). Although<o
the exact contribution of each of these modes of transmission is<o
not known, transmission of respiratory droplets, expelled when<o
infected persons cough or sneeze, is likely the major mode of<o
sustained viral spread in community settings during epidemics<o
and pandemics (15). Several animal models have been used to<o
investigate factors that contribute to influenza virus transmissibility<o
(16?19). Ferrets, like humans, have a predominance of _2,6<o
SA and a lesser amount of _2,3 SA on respiratory tract epithelial<o
cells, exhibit preferential binding of H5N1 viruses in the lower<o
respiratory tract similar to humans (20?24), and have been used<o
previously to investigate transmissibility of human influenza<o
viruses (17?19, 25). Here, we conduct both contact and respi-<o
ratory droplet transmission studies in ferrets to establish a model<o
that reflects the relative transmissibility of H3N2 and H5N1<o
viruses in humans. We use this model to evaluate the transmissibility<o
of various avian H5N1 and human H3N2 reassortant<o
viruses in ferrets to assess the pandemic potential of such viruses.<o
All H5N1 avian?human reassortant viruses generated exhibited<o
reduced replication efficiency compared with the parental H5N1<o
virus and were not capable of efficient respiratory droplet<o
transmission between ferrets.<o
Results<o
Transmissibility of H3N2 Human Influenza Viruses. To establish our<o
ferret transmission model, we first evaluated the ability of two<o
human H3N2 influenza viruses, A_Panama_2007_99 (Pan99)<o
and A_Victoria_3_75 (Vic75), to undergo efficient respiratory<o
droplet transmission by housing ferrets in adjacent cages, each<o
with a perforated side wall that prevented direct contact but<o
allowed spread of virus through the air. Three ferrets were<o
inoculated intranasally (i.n.) with 104 50% ferret infectious dose<o
(FID50) of Pan99 [105.2 50% egg infectious dose (EID50)] or<o
Vic75 (104.5 EID50), and 24 h later three naive ferrets were each<o
placed in a transmission cage adjacent to an inoculated ferret.<o
Inoculated ferrets achieved peak mean titers in nasal washes of<o
6.9 _ 1.5 or 7.8 _ 1.1 log10 EID50_ml, respectively on day 1<o
postinoculation (p.i.) (Fig. 1 A and B); and exhibited modest<o
signs of illness, including sneezing beginning on day 2 p.i. (Table<o
1). Both viruses were efficiently transmitted to each of the three<o
contact ferrets by day 3 or 5 postcontact (p.c.) as demonstrated<o
by detection of virus in nasal secretions and seroconversion for<o
hemagglutination inhibition (HI) antibody 14 days p.c. in all<o
contact animals (Fig. 1 A and B and Table 1). These data indicate<o
that both human H3N2 viruses were efficiently transmitted from<o
inoculated to naive ferrets in a situation that did not allow for<o
direct contact between animals or indirect contact with viruscontaminated<o
food or surfaces. These results reflect the general<o
transmissibility of human H3N2 influenza viruses in humans by<o
respiratory droplets.<o
Transmissibility of H5N1 Avian Influenza Viruses. We next evaluated<o
the ability of avian H5N1 influenza viruses to undergo respiratory<o
droplet transmission between ferrets by inoculating three<o
ferrets i.n. with 104 FID50 (106 EID50) of A_Hong Kong_486_97<o
(HK486), an H5N1 virus isolated from a human case patient in<o
1997. Mean nasal wash virus titers of the HK486-infected ferrets<o
reached a maximal of 7.0 _ 1.1 log10 EID50_ml on day 5 p.i. (Fig.<o
1C), and signs of severe illness were observed (Table 1). The<o
mean maximum weight loss in HK486-infected ferrets was 16.5%<o
on days 2?7 p.i.; sneezing was observed only in one of three<o
ferrets on day 4 p.i. (Table 1), and one of the ferrets was<o
humanely killed on day 7 p.i. because of the onset of neurological<o
symptoms. Virus was not detected in the nasal washes from any<o
of the contact ferrets through day 9 p.c. (Fig. 1C). However,<o
anti-HK486 HI antibody titers of 160 or 320 were detected in two<o
of the three contact ferrets 17 days p.c., indicating that HK486<o
virus was transmitted to two of the contact ferrets in the absence<o
of detectable virus in nasal secretions (Table 1). To determine<o
whether HK486 virus would transmit more efficiently between<o
cohoused ferrets, we next inoculated two animals i.n. with the<o
same dose of HK486, and 24 h later we placed a naive ferret in<o
the same cage with each inoculated animal. A low level of virus<o
(102.3 EID50_ml) was recovered on day 1 p.c. from one of the<o
contact ferrets that had been cohoused with an inoculated<o
animal that shed peak virus titers of 106.5 EID50_ml (Fig. 2A),<o
although both contact ferrets seroconverted with titers of 320 or<o
640 (data not shown). Two additional ferrets inoculated with a<o
lower dose of HK486 virus (103 EID50) shed peak virus titers<o
approximately three logs lower than the ferrets inoculated with<o
the higher dose and failed to transmit virus to their cage mates,<o
because the contact animals did not shed virus and did not<o
seroconvert (data not shown).<o
The HK486 virus is genetically distinct from H5N1 viruses<o
isolated since 1997; therefore, we also evaluated a 2003 and two<o
2005 H5N1 viruses for their ability to transmit between ferrets.<o
A_Hong Kong_213_03 (HK213) contains a mutation at residue<o
223 (H5 numbering; residue 227 by H3 numbering) within the<o
receptor-binding domain of the HA and was shown to bind to<o
both _2,6 and _2,3 SA in vitro (13). Therefore, three ferrets were<o
inoculated i.n. with 106 EID50 of HK213, and the next day three<o
naı?ve ferrets were placed in adjacent transmission cages. HK213-<o
infected ferrets achieved mean virus titers of 5.5 _ 0.3 log10<o
EID50_ml on days 1 and 3 p.i. (Fig. 1D) and exhibited some<o
weight loss and lethargy but no sneezing (Table 1). Virus was not<o
detected in the nasal washes from the contact ferrets nor was<o
seroconversion detected by HI analysis of convalescent sera.<o
A_Indonesia_5_05 (Indon05) and A_Vietnam_HN30408_05<o
(VN30408) are representative of the two distinct genetic clades<o
of H5N1 viruses (clades 2 and 1, respectively) (14) that circulated<o
in <st1
that had been associated with family clusters of H5N1 illness (4).<o
In a contact transmission experiment, ferrets infected with 106<o
EID50 of Indon05 virus exhibited severe illness with substantial<o
weight loss (18.8% mean maximum 7 days p.i.) and dyspnea but<o
no sneezing; none of the ferrets survived past day 7 p.i. (Table<o
1). Although high titers of infectious virus were detected in the<o
upper respiratory tract of Indon05-inoculated ferrets, virus was<o
not detected in any of the nasal washes from the contact ferrets<o
through day 9 p.c. (Fig. 2B), and convalescent sera collected<o
from the contact animals lacked anti-Indon05 HI antibodies<o
(Table 1). Ferrets infected with the same dose of VN30408 virus<o
exhibited less severe illness and also failed to transmit the virus<o
to contact animals (Table 1 and Fig. 2C). Taken together, these<o
data demonstrate the lack of efficient transmission of H5N1<o
viruses in ferrets.<o
Characterization of Avian?Human Reassortant Influenza Viruses. To<o
evaluate the pandemic potential of H5N1 reassortant viruses and<o
better understand the relative contribution of avian or human<o
virus surface and internal protein genes to transmissibility,<o
reassortant viruses containing various gene constellations from<o
the avian H5N1 virus, HK486, and the human H3N2 virus,<o
Vic75, were generated by using plasmid-based reverse genetics<o
(rg). The parental viruses, containing all eight genes of either<o
Vic75 (rgVic) or HK486 (rg486), were generated and their<o
genetic identities were confirmed; the parental rg viruses exhibited<o
virulence and transmissibility properties in ferrets similar to<o
their WT counterparts (Table 2 and data not shown). To assess<o
the contribution of the influenza virus internal protein genes, we<o
first generated the reassortant virus, rgVic:486HANA, containing<o
all six human virus internal protein genes and the avian virus<o
H5 and N1 surface protein genes, and the reciprocal,<o
rg486:VicHANA, containing avian virus internal protein genes<o
and human H3 and N2 surface protein genes, and evaluated their<o
infectivity for Madin-Darby canine kidney (MDCK) cells and<o
eggs (Table 2). Although these two reassortant viruses had<o
comparable infectivity titers in eggs, rgVic:486HANA achieved<o
a titer that was 100-fold lower than that for the parental rg486<o
in MDCK cells, whereas rg486:VicHANA replicated as efficiently<o
as the parental rgVic. An additional H5N1 reassortant<o
virus, rg486:VicRNP, which contained the human virus ribonucleoprotein<o
(RNP) genes (PB2, PB1, PA, NP), was generated<o
and found to replicate to a higher titer in MDCK cells than<o
rgVic:486HANA, although the infectivity of the two reassortants<o
in embryonated eggs was similar (Table 2). Reassortant viruses,<o
rg486:VicHANA and rg486:VicRNP, also exhibited higher infectivity<o
for ferrets than rgVic:486HANA virus, and therefore<o
had lower FID50 values (1.5 and 1.5 compared with 3.0, respectively;<o
expressed as the log10 EID50 required to give 1 FID50). For<o
comparison, WT Vic75 had an FID50 value of 0.5, whereas<o
HK486 had an FID50 of 2.0. The data suggest that the infectivity<o
for ferrets and MDCK cells of reassortant viruses bearing the<o
HK486 HA and NA genes may be enhanced by the presence of<o
the HK486 M and NS gene. In contrast, the reassortant virus<o
bearing the Vic HA and NA genes replicated efficiently even<o
when all internal genes, including the M and NS genes, were of<o
avian virus origin. Certain gene constellations, such as<o
rgVic:486HANAPB1 and rgVic:486HAPB1, which reflect the<o
gene constellations of the viruses responsible for the 1957 and<o
1968 pandemics, respectively, could not be rescued even after<o
multiple attempts, although the same plasmids were used to<o
successfully rescue other reassortant combinations. These results<o
suggest that certain combinations of genes from the avian and<o
human influenza viruses used in this study may not be compatible<o
for virus viability.<o
Transmissibility of Avian?Human Reassortant Influenza Viruses. We<o
next assessed the ability of the avian?human reassortant viruses<o
to undergo respiratory droplet transmission in ferrets, because<o
this is a key property of a pandemic virus. Three ferrets were<o
inoculated i.n. with 104 FID50 of rgVic:486HANA or<o
rg486:VicRNP (107 or 105.5 EID50, respectively), and the next<o
day, three naı?ve ferrets were placed in adjacent transmission<o
cages. Although all ferrets inoculated with either<o
rgVic:486HANA or rg486:VicRNP shed virus in the upper<o
respiratory tract for at least 5 days p.i. (Table 2), there was no<o
evidence of transmission because contact animals did not shed<o
virus or seroconvert (Table 3). In fact, the mean virus titers of<o
each reassortant in nasal washes from ferrets were lower than<o
titers observed with either parental strain (Table 2). Furthermore,<o
the inoculated ferrets exhibited only minor weight loss,<o
indicating that both reassortant viruses were substantially attenuated<o
for ferrets compared with the rg486 parental strain, which<o
caused a mean weight loss of 21% (Table 2).<o
Because none of the reassortants possessing the HA and NA<o
of the avian HK486 virus demonstrated the ability to transmit,<o
we next determined whether the human virus HA and NA were<o
required for transmission. Ferrets were inoculated with the same<o
dose of the reassortant virus, rg486:VicHANA [104 FID50 (105.5<o
EID50)], and virus was recovered from all three infected animals<o
with a mean peak virus titer of 5.2 _ 0.6 log10 EID50_ml, which<o
was similar to titers achieved in ferrets inoculated with the rg<o
parental virus, rgVic (Table 2). Nevertheless, the<o
rg486:VicHANA virus failed to transmit as efficiently as rgVic;<o
virus was not detected in the nasal washes collected from any of<o
the rg486:VicHANA contact ferrets, and only one of three<o
contact ferrets exhibited a modest rise in serum HI antibody on<o
day 20 p.c., indicating that some transmission of the reassortant<o
had occurred (Table 3). Interestingly, the contact animal that<o
seroconverted was exposed to an inoculated ferret that had shed<o
the highest level of virus detected from any of the reassortantinoculated<o
ferrets evaluated (105.5 EID50_ml). These data suggest<o
that the avian internal protein genes of rg486:VicHANA<o
virus reduce the transmission efficiency of the human H3N2<o
virus in ferrets without affecting the replication efficiency.<o
The acquisition of mutations, such as those that confer the<o
human _2,6 SA receptor-binding preference, is likely to be<o
important for an avian influenza virus or an avian?human<o
reassortant virus to transmit efficiently among humans and is<o
thought to occur during adaptation in the new host (10). To<o
determine whether an H5N1 reassortant virus could acquire<o
mutations that would enhance transmissibility through multiple<o
rounds of replication in a mammalian host, we passaged<o
rg486:VicRNP virus (the H5N1 reassortant that had replicated<o
most efficiently in ferrets) five times in ferrets and tested the<o
resulting virus, rg486:VicRNPF5, for its ability to undergo<o
respiratory droplet transmission. Although peak nasal wash<o
titers of rg486:VicRNPF5-inoculated animals were similar to<o
those for ferrets inoculated with rgVic (5.1_0.5 log10 EID50_ml)<o
(Table 2), transmission of rg486:VicRNPF5 was not detected<o
(Table 3). Sequence analysis of the complete rg486:VicRNPF5<o
genome revealed only a single amino acid change (S353F) within<o
the NP gene. These data and the observation that most avian<o
viruses isolated from humans retain their receptor preference<o
for _2,3 SA (13, 26) suggest that there is a level of stability of<o
receptor specificity among circulating H5N1 viruses.<o
Discussion<o
If H5N1 viruses acquire the ability to undergo efficient and<o
sustained transmission among humans, a pandemic would be<o
inevitable. An understanding of the molecular and biologic<o
requirements for efficient transmissibility is critical for the early<o
identification of a potential H5N1 pandemic virus and the<o
application of optimal control measures. The results of this study<o
demonstrate, that unlike human H3N2 viruses, avian H5N1<o
viruses isolated from humans in 1997, 2003, or 2005 lack the<o
ability to transmit efficiently in the ferret model. Furthermore,<o
reassortant viruses bearing 1997 avian H5N1 surface glycoproteins<o
with four or six human virus internal protein genes do not<o
transmit efficiently in ferrets and thus lack the key property that<o
predicts pandemic spread.<o
We found that the rgVic:486HANA reassortant bearing the<o
H5 HA and human virusMand NS exhibited reduced infectivity<o
forMDCKcells and 10-fold lower viral titers in ferrets compared<o
with rg486:VicRNP that possessed avian virus M and NS as well<o
as HA and NA. Another reassortant that possessed seven avian<o
virus genes and only the human virus M gene also exhibited<o
reduced infectivity for MDCK cells (data not shown). These<o
results suggest that the infectivity of reassortant viruses bearing<o
the HK486 HA and NA genes may be enhanced by the presence<o
of the HK486 M gene, a finding supported by Scholtissek et al.<o
(27), who showed that reassortants bearing an avian virus HA<o
and a human virus M gene were substantially compromised in<o
their replication.<o
Transmissibility of influenza viruses in this model is likely<o
associated with virus infectivity for ferrets, which is reflected in<o
the FID50, and efficiency of virus replication in the upper<o
respiratory tract, which directly affects the amount of virus<o
shedding. Mutations in the NA that affect enzymatic activity and<o
replication efficiency were shown to reduce direct contact<o
transmission in ferrets (18, 28). In this study, WT or rg H3N2<o
parental viruses that achieved peak nasal wash viral titers<o
ranging from 104.3 to 108.5 EID50_ml all exhibited efficient<o
respiratory droplet transmission. The lack of SA _2,3 receptors<o
in the upper respiratory tract of humans has been presented as<o
a possible explanation for the lack of transmissibility of the H5N1<o
viruses (23, 24). However, high titers of virus (ranging from 106.3<o
to 107.8 EID50_ml) were recovered in nasal washes from ferrets<o
inoculated with two of four WT H5N1 viruses evaluated in this<o
study, yet efficient respiratory droplet or direct contact transmission<o
was not observed. It is noteworthy that the HK213 H5N1<o
virus, which has been shown to have a moderate affinity for the<o
SA _2,6 receptor (13), did not replicate as efficiently as the other<o
H5N1 viruses tested and showed no enhanced respiratory droplet<o
transmission. Likewise, rg486:VicHANA virus, possessing<o
human H3N2 surface genes, replicated to a mean peak nasal<o
wash virus titer comparable to that of the parental rgVic virus,<o
but failed to transmit as efficiently, suggesting that although the<o
amount of virus shed by an infected animal may enhance the<o
likelihood of transmission, other molecular or biologic properties<o
are critical for efficient transmissibility.<o
Other biologic properties that may influence the ability of a<o
virus to undergo efficient respiratory droplet transmission include<o
the ability to elicit symptoms that promote expulsion from<o
the host. Sneezing was consistently observed in all H3N2-<o
infected ferrets, including those infected with rgVic and<o
rg486:VicHANA, starting 2 days p.i. (Tables 1 and 2), but was<o
only rarely observed in ferrets infected with WT or rg parental<o
H5N1 viruses and was not detected in any ferrets infected with<o
the H5N1 reassortant viruses. It is yet to be determined whether<o
the molecular factors enhancing this biologic property also<o
enhance efficient transmissibility in the ferret model.<o
Although these findings do not identify the precise genetic<o
determinants responsible for influenza virus transmissibility,<o
they provide an assessment of the risk of an H5N1 pandemic<o
strain emerging through reassortment with a human influenza<o
virus. Our results indicate that, within the context of the viruses<o
used in this study, H5N1 avian?human reassortant viruses did<o
not exhibit properties that would initiate a pandemic. Nevertheless,<o
H5N1 viruses continue to spread geographically, infect a<o
variety of mammals, and evolve rapidly. Therefore, further<o
evaluation of the efficiency of replication and transmissibility of<o
reassortants between contemporary H5N1 viruses and circulating<o
human influenza viruses is an ongoing public health need.<o
The ferret transmission model serves as a valuable tool for this<o
purpose and the identification of molecular and biologic correlates<o
of efficient transmissibility that may be used for early<o
detection of a novel virus with pandemic capability.<o
Methods<o
Viruses. The human H3N2 influenza A viruses Vic75 and Pan99<o
and the avian H5N1 influenza A viruses HK486, HK213, Indo05,<o
and VN30408 were used in this study. Virus stocks were prepared<o
in 10-day-old eggs as described (29) except that human viruses<o
were incubated at 33.5?C for 48 h, whereas reassortant viruses<o
were incubated at 37?C for 48 h. All research with H5N1<o
viruses or reassortant viruses was conducted under biosafety<o
level 3 containment, including enhancements required by the<o
<st1:country-region><st1
(see interim guidance at www.cdc.gov_flu_h2n2bsl3.htm).<o
Plasmids and Rescue of Reassortant Viruses. Plasmid-based rg was<o
used to generate the reassortant viruses used in this study. As<o
described (30), all eight Vic75 genes were amplified and cloned<o
into a viral RNA (vRNA) expression plasmid, and Vic75 PB2,<o
PB1, PA, and NP genes were cloned into an mRNA expression<o
plasmid. All eight genes of HK486 were amplified from vRNA<o
by RT-PCR with a One-Step RT-PCR kit (<st1
CA) and cloned into a bidirectional plasmid (pBD) that possesses<o
vRNA expression elements from pPolISapIRib (31, 32)<o
and mRNA expression elements from pCI (Promega, Madison,<o
WI). Reassortant viruses were rescued as described (33) by using<o
the 12-plasmid Vic75 system, the eight-plasmid HK486 system,<o
or a combination of the two. The genetic makeup of each<o
reassortant virus was confirmed by sequencing as described (29).<o
Inoculation of Ferrets. Male Fitch ferrets, 6?12 months of age<o
(Triple F Farms, <st1
HI assay for currently circulating influenza viruses were used in<o
this study. Ferrets were housed throughout each experiment in<o
cages within a Duo-Flo Bioclean mobile clean room (Lab<o
Products, <st1
weight measurements were obtained before infection. Temperatures<o
were measured with an <st1:State><st1
transponder (BioMedic Data Systems, <st1
were inoculated, and nasal washes were collected and analyzed<o
as described (29). FID50 titers were determined by inoculating<o
groups of nine ferrets i.n. with serial 10-fold dilutions of virus,<o
calculated by using the method of Reed and Muench (34), and<o
expressed as the EID50 value corresponding to 1 FID50.<o
Transmission Experiments. For the respiratory droplet transmission<o
experiments, ferrets were housed in adjacent transmission<o
cages, each modified so that a side wall was replaced with a<o
stainless-steel, perforated wall with holes 1?5 mm in diameter<o
and spaced 3 mm apart to facilitate the transfer of respiratory<o
droplets through the air while preventing direct contact between<o
ferrets and indirect contact with the bedding and food of<o
neighboring ferrets. The use of the term ??respiratory droplet<o
transmission?? throughout this article refers to transmission in<o
the absence of direct or indirect contact and does not imply an<o
understanding of the droplet size involved in virus spread<o
between ferrets. A total of six ferrets were used for each<o
respiratory droplet transmission experiment. Three ferrets were<o
inoculated with 104 FID50 of virus, unless otherwise stated, and<o
each was placed in a separate cage. Twenty-four hours later (day<o
1 p.i. for the inoculated ferrets and day 0 p.c. for the contact<o
ferrets), three naive ferrets were each placed in a cage adjacent<o
to an inoculated ferret. To prevent inadvertent physical transmission<o
of virus by the investigators, the contact ferrets were<o
always handled first, and all items that came into contact with the<o
ferrets or their bedding were decontaminated between each<o
ferret. For contact transmission experiments, two or three ferrets<o
were each placed in an unmodified cage with solid walls and<o
inoculated i.n. with 104 FID50 of virus, unless otherwise stated.<o
Twenty-four hours later, a naive ferret was placed in the same<o
cage with each inoculated ferret. Clinical signs were monitored<o
daily in all ferrets for at least 14 days p.i._p.c. If any ferret lost<o
_25% of its body weight or exhibited neurologic symptoms, it<o
was humanely killed.<o
HI Assays. HI analysis was conducted as described (35) by using<o
convalescent sera collected from ferrets 14?33 days p.i._p.c. Sera<o
collected from ferrets included in the transmission experiments<o
with Vic75, Pan99, or reassortant H3N2 viruses were tested for<o
H3-specific antibodies by using turkey RBCs and virus bearing<o
the homologous HA. Ferret sera from the transmission experiments<o
with HK486, Indon05, VN30408, or reassortant H5N1<o
viruses were tested for H5-specific antibodies by using virus<o
bearing the homologousHA and horse RBCs as a means of more<o
sensitive detection (35).<o
We thank Neal Van Hoeven for assistance with serological screening of<o
ferrets, James Mitchell and Eddie Jackson for exceptional care of<o
animals used in this study, and Patrick Blair for facilitating access to the<o
clade 2 virus.<o
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